securities company

Stock-brokers Go Bust as A Profession?-Review of Securities Company In 2004

券商，整体破产？-2004年证券公司全景回溯

A securities company shall entrust a third-party depository bank to open a real-name credit capital account for the customer.

证券公司应当委托第三方存管银行为客户开立实名信用资金账户。

A brokerage securities company must have a minimum registered capital of50 million yuan, qualified managerial personnel and employees, a fixed operational site and up to standard trading facilities, and a perfect management system.

经纪类证券公司注册资本最低限额为人民币五千万元；主要管理人员和业务人员必须具有证券从业资格；有固定的经营场所和合格的交易设施；有健全的管理制度。

Moreover, compared with foreign competitors, domestic securities company drop behind not only on business scale and variety, but also on risk management, corporate governance and human-being resource management.

依法经营观念淡薄，风险管理问题较多。此外，从国内证券公司与国外公司比较来看，无论是经营规模、业务品种、风险控制、法人治理结构还是人力资源方面都存在着较大差距。

As Synthetical Securities Company, it must have innovation on servings, developing catenation and characteristic, base pushing agent system on advancing research and consultation with discretion.

作为综合类券商必须在服务内容上创新，推行连锁和特色经营，在不断提高研究咨询功能的基础上谨慎推行经纪人制度。

Through the underwriting activities, securities company helps investors establish contact with the issuer and achieve their respective financing or investment purposes smoothly.

通过证券公司的承销活动，使投资者与发行人建立联系，顺利实现各自的筹资或投资目的。

In the fourth chapter, the current situation and the causes of the financial risk management in XX Securities Company are analyzed.

第四章对XX证券公司财务风险管理现状及成因进行剖析。

Last year, I worked as a part-time bond trader for Huatai Securities Company ( Tianjin), and gained general understanding of bond interaction.

去年我曾任华泰证券天津公司证券交易员，对证券交易有基本的了解。

The securities company shall not conduct transaction, settlement or delivery of futures on behalf of clients, or collect or pay futures deposits on behalf of futures companies or clients, or access deposit and draw or transfer futures deposits for clients through the accounts of securities funds.

证券公司不得代理客户进行期货交易、结算或者交割，不得代期货公司、客户收付期货保证金，不得利用证券资金账户为客户存取、划转期货保证金。

A branch that has been authorized to engage in securities business for the account of the securities company or securities asset management business may not engage in other businesses.

分公司经授权经营证券自营业务或者证券资产管理业务的，不得经营其他业务。

Article 70. Personnel with inside information about a company's securities trading, or other personnel having illegitimate access to inside information, shall not buy or sell the company's securities, leak the information, or suggest that other people buy or sell the securities.

第七十条知悉证券交易内幕信息的知情人员或者非法获取内幕信息的其他人员，不得买入或者卖出所持有的该公司的证券，或者泄露该信息或者建议他人买卖该证券。

The agiotage is the negotiable securities company's come income originates, is negotiable securities company one of four big main business services.

证券经纪业务是证券公司的主要收入来源，是证券公司四大主营业务之一。

Ltd is the first listed company that may publish convertible bonds since the ratification system was performed in securities markets in China.

江苏阳光股份有限公司是我国证券市场实施核准制以来的第一家发行可转换公司债券的上市公司。

My name is Lee shin and I represent the general securities company of Taiwan.

我的名字是李欣，我代表台湾街领证券公司。

Carrying an on-the-spot examination of a securities issuer, listing company, securities company, securities investment fund management company, securities trading service company, stock exchange or securities registration and clearing institution;

对证券发行人、上市公司、证券公司、证券投资基金管理公司、证券服务机构、证券交易所、证券登记结算机构进行现场检查；

Study on DT Securities Company Establishing Compliance Management System

DT证券公司合规管理制度构建的研究

Without the permit for operating securities business, neither the securities company nor its domestic branch institutions may operate securities business.

未取得经营证券业务许可证，证券公司及其境内分支机构不得经营证券业务。

Without a Securities Business Permit, a securities company may not engageany business operation of securities.

未取得经营证券业务许可证, 证券公司不得经营证券业务.

Study on Merger and Acquisition, Restructure of the Domestic Securities Company

国内证券公司并购重组研究

The Research of Concentrated Trade Implementation Mode in SW Securities Company

SW证券公司集中交易实施模式研究

With the increasing number of Securities Company and the increasing competition of the industry, customer resource has becoming a vital competitiveness.

随着证券公司家数的增多及行业竞争的加大，客户资源成为了重要的竞争力。

Brokage development on synthetical securities company The Design of CRM of Stockjobber's Brokage

综合类券商经纪业务发展探析证券公司经纪业务客户关系管理设计

He has advised two foreign investors in acquiring stakes in two listed Chinese commercial banks and the first joint venture securities company since China's entry into the WTO.

他参与了两起外国投资者对国内上市商业银行的收购，并为在中国加入WTO后成立的第一家中外合资的证券公司的设立提供了服务。

Furthermore, this thesis described applying dedicated accounting processes in accordance with distinctive operation purposes based on practical securities company stock index stock self running cases.

本文从证券公司股指期货自营业务实务出发，说明根据不同操作目的采用的不同的会计处理方法。

With continuously economic development of our country, and more supports on securities market put forward by financial policy, large quantity of investors such as investment funds, securities company, insurance company, property management company of bank and individual investor are continually flooding into stock marketing.

随着我国经济发展不断深入，经济政策对证券市场的不断支持，包括投资基金、证券公司、保险公司、银行资产管理公司以及众多的个人投资者等等，都源源不断地参与股票市场的投资。

Securities brokerage service is the most basic component of securities company business system.

而证券经纪业务是证券公司业务体系中最基础的组成部分.

He had been worked in Bank of china, and now he is the vice general manager of M A Department of GUOTAI JUN'AN Securities company.

曾任职中国银行总行、现为国泰君安证券股份有限公司收购兼并部副总经理。

The Studies on the Marketing Strategy of the J Financial Products of Securities Company

D证券公司J理财产品的市场营销策略研究

The classification of the securities company have brokage rivalship much more.

对券商的分类使经纪业务的竞争进一步加剧。

A securities company may not lend its self-operation account any other person.

证券公司不得将其自营账户借给他人使用.